The course has two objectives. First, it will examine and analyze the current bank regulatory system. Consideration will be given to the function and regulation of depository institutions, as well as, that of various classes of affiliated entities such as those involved in the issuance of securities, insurance and merchant banking. Second, the course will examine the mechanics of key bank operations including, syndicated lending, underwriting and the securitization of debt securities.
LAW 812 - 001
Financial Institution Regulation
Session
13 Week
Class Number
6240
Career
Graduate
Units
2 - 3 units
Grading
Law
Description
The course has two objectives. First, it will examine and analyze the current bank regulatory system. Consideration will be given to the function and regulation of depository institutions, as well as, that of various classes of affiliated entities such as those involved in the issuance of securities, insurance and merchant banking. Second, the course will examine the mechanics of key bank operations including, syndicated lending, underwriting and the securitization of debt securities.
Enrollment Requirements
Restricted to Compliance & ERM MJ, Compliance & ERM LLM, and JD (LAWD & LAWE)
Class Actions
Class Details
Instructor(s)
Roger Pao
Meets
TBA
Dates
08/18/2025 - 11/17/2025
Room
Online
Instruction Mode
Online
Campus
Online Campus
Location
Online Campus
Components
Lecture Required |
Class Availability
Status
Open
Seats Taken
10
Seats Open
15
Class Capacity
25
Wait List Total
0
Wait List Capacity
0