The course has two objectives. First, it will examine and analyze the current bank regulatory system. Consideration will be given to the function and regulation of depository institutions, as well as, that of various classes of affiliated entities such as those involved in the issuance of securities, insurance and merchant banking. Second, the course will examine the mechanics of key bank operations including, syndicated lending, underwriting and the securitization of debt securities.
LAW 812 - 001
Financial Institution Regulation
Session
13 Week
Class Number
6524
Career
Graduate
Units
2 units
Grading
Law
Description
The course has two objectives. First, it will examine and analyze the current bank regulatory system. Consideration will be given to the function and regulation of depository institutions, as well as, that of various classes of affiliated entities such as those involved in the issuance of securities, insurance and merchant banking. Second, the course will examine the mechanics of key bank operations including, syndicated lending, underwriting and the securitization of debt securities.
Enrollment Requirements
Restricted to the Compliance & ERM MJ and Compliance & ERM LLM programs
Class Actions
Class Details
Instructor(s)
Roger Pao
Meets
TBA
Dates
01/22/2024 - 04/22/2024
Room
Online
Instruction Mode
Online
Campus
Online Campus
Location
Online Campus
Components
| Lecture Required |
Class Availability
Status
Open
Seats Taken
8
Seats Open
17
Class Capacity
25
Wait List Total
0
Wait List Capacity
0